January 14, 2022
Kristen is responsible for Compliance and Regulatory Affairs in Australia, for Connectus Wealth Advisers. She works closely with partner firms to manage their compliance with regulatory obligations enabling partner firms to focus on client facing activities and taking the hassle out of their legal and compliance matters.
Prior to joining Connectus, Kristen was the head of Risk & Compliance at AUSIEX, where she led the risk and compliance divestment of AUSIEX from Commonwealth Securities and was responsible for compliance and risk management across the organisation. Kristen previously worked as a Senior Manager in the Commercial and Institutional development division of CommSec Adviser Services, facilitating the expansion of the growth in the institutional client base and the management of legal and compliance matters across the division. Kristen started her career in the Australian Army at the Royal Military College, before moving into the corporate sector executing M&A, equity, and debt transactions for domestic and international pension funds.
Kristen is a Justice of the Peace, and holds Masters degrees in Terrorism & Security, and Intelligence Analysis from Charles Sturt University. Kristen is currently studying a Diploma of Law / LLB through the University of Sydney. Outside of work, Kristen is a competitive boxer, avid hiker and enjoys travelling.